DFX Intelligence
Advisor moves
Departures from Waldman Financial Advisers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Steven Waldman | Waldman Financial Advisers independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2024 | Jan 4, 2024 |
| Gail Lynn Waldman | Waldman Financial Advisers independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2024 | Jan 4, 2024 |
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2 moves match.