DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tri-Star Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Lee PayneTri-Star Advisors, Inc. independent RIACalton & Associates, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2023Dec 8, 2022
Crystal Allison MckeonTri-Star Advisors, Inc. independent RIATsa Wealth Management no RAUMRIA to a newly registered adviserFeb 24, 2023Oct 3, 2022
Jonathan Harrison SwanburgTri-Star Advisors, Inc. independent RIATsa Wealth Management no RAUMRIA to a newly registered adviserFeb 24, 2023Oct 3, 2022
Austin Gentry MarrsTri-Star Advisors, Inc. independent RIATsa Wealth Management no RAUMRIA to a newly registered adviserFeb 24, 2023Oct 3, 2022
Marcel Stephen TheriotTri-Star Advisors, Inc. otherSwbc Investment Company otherOtherAug 3, 2010Aug 24, 2010
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5 moves match.