DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dan Goldie Financial Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Clyde GoldieDan Goldie Financial Services LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Jun 13, 2019
Dirk Gavin GilliardDan Goldie Financial Services LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Jun 13, 2019
David MagnusonDan Goldie Financial Services LLC independent RIABurlingame Wealth Management, LLC independent RIARIA to RIAMay 31, 2019Jan 25, 2019
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3 moves match.