DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Executive Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooks Christopher Berardi | Executive Investment Services, LLC state registered | Cuna Brokerage Services, Inc. mixed wealth | Other | Mar 14, 2018 | Feb 6, 2019 (329 d) |
| Mackenzie Brittain Martin | Executive Investment Services, LLC state registered | Cetera Investment Advisers LLC BD affiliated | Other | Aug 19, 2015 | Sep 5, 2023 (2939 d) |
| Robert Brian Prall | Executive Investment Services, LLC state registered | Rx Investment Solutions LLC state registered | Other | Mar 28, 2011 | May 17, 2010 |
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3 moves match.