DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from William O'Neil + Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Bergamo Ghio | William O'Neil + Company no RAUM | Williams Jones Wealth Management, LLC independent RIA | Other | Oct 2, 2017 | May 9, 2021 (1315 d) |
| Patric Lin Piantedosi | William O'Neil + Company no RAUM | Longboard Capital Advisors, LLC state registered | Other | Dec 16, 2013 | Dec 4, 2013 |
| Timothy Patrick Reardon | William O'Neil + Company no RAUM | David Wendell Associates, Inc. independent RIA | Other | Nov 28, 2012 | Aug 28, 2024 (4291 d) |
| Scott Eric Brockman | William O'Neil + Company no RAUM | Mdrn Capital independent RIA | Other | Nov 11, 2011 | Jun 5, 2025 (4955 d) |
| Donald L Meccia | William O'Neil + Company no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 12, 2010 | Aug 25, 2010 (105 d) |
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5 moves match.