DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Investment Planners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lee Evan Rosenberg | American Investment Planners LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Jul 10, 2025 (934 d) |
| Barbara Magor Deel | American Investment Planners LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Jul 10, 2025 (934 d) |
| Brett Lawrence Goldstein | American Investment Planners LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Jul 10, 2025 (934 d) |
| John Charles L'Abbate | American Investment Planners LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Jul 10, 2025 (934 d) |
| Brian Thomas Amato | American Investment Planners LLC independent RIA | Comprehensive Wealth Services, LLC state registered | RIA to a state-registered adviser | Dec 19, 2022 | Jan 31, 2025 (774 d) |
| Gerard Simonelli | American Investment Planners LLC other | Ameriprise Financial Services, LLC national BD | Other | Sep 4, 2013 | Sep 24, 2013 |
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6 moves match.