DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Duncan Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles George Duncan | Duncan Financial other | Securities America Advisors, Inc. other | Other | Nov 6, 2015 | Aug 18, 2015 |
| Jeffrey Louis Mantoani | Duncan Financial other | Securities America Advisors, Inc. other | Other | Nov 6, 2015 | Aug 17, 2015 |
| Paul Douglas Duncan | Duncan Financial other | Securities America Advisors, Inc. other | Other | Nov 6, 2015 | Aug 17, 2015 |
| Justin Richard Wilson | Duncan Financial other | Allworth Financial, L.P. other | Other | Mar 17, 2014 | Mar 21, 2014 |
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4 moves match.