DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Ray Clark | Legacy Financial Advisors, Inc. independent RIA | Prestige Advisors Inc. state registered | RIA to a state-registered adviser | Mar 8, 2022 | Aug 23, 2022 (168 d) |
| Jeffrey William Speers | Legacy Financial Advisors, Inc. independent RIA | Wealth Planning And Design LLC independent RIA | RIA to RIA | Jun 11, 2019 | Jul 9, 2019 |
| Adrian Michael Schau | Legacy Financial Advisors, Inc. independent RIA | 1919 Investment Counsel, LLC independent RIA | RIA to RIA | Apr 4, 2019 | Apr 27, 2023 (1484 d) |
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3 moves match.