DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Johanson Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Leland Johanson | Johanson Financial Advisors, Inc. independent RIA | Allworth Financial, L.P. independent RIA | RIA to RIA | Feb 1, 2022 | Feb 1, 2022 |
| David Elliott Faulk | Johanson Financial Advisors, Inc. independent RIA | Montage Financial Advisors state registered | RIA to a state-registered adviser | Jun 2, 2020 | May 7, 2020 |
| Jonathan A Stoft | Johanson Financial Advisors, Inc. independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | May 7, 2019 |
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3 moves match.