DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from B. Riley Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas John Kelleher | B. Riley Capital Management asset manager | B. Riley Wealth Private Shares asset manager | Other | Mar 27, 2025 | Nov 21, 2025 (239 d) |
| Joseph Robert Crane | B. Riley Capital Management asset manager | B. Riley Wealth Advisors, Inc. BD affiliated | Other | May 3, 2021 | Aug 26, 2022 (480 d) |
| Joanna Kim | B. Riley Capital Management independent RIA | Unfcu Advisors LLC other | Other | Jan 2, 2019 | Jan 26, 2019 |
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3 moves match.