DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lws Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregg Cohen | Lws Wealth Advisors, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 12, 2024 | May 6, 2024 (55 d) |
| Lance Alden Lipset | Lws Wealth Advisors, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 12, 2024 | Mar 12, 2024 |
| Valerie Lauren Downs | Lws Wealth Advisors, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 12, 2024 | Sep 18, 2024 (190 d) |
| Marc Alan Lescarret | Lws Wealth Advisors, Inc. independent RIA | Marc Alan Wealth Management LLC state registered | RIA to a state-registered adviser | Dec 4, 2020 | Mar 31, 2021 (117 d) |
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4 moves match.