DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mosaic Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Genevieve Marie ZeletzMosaic Advisors independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2024Jun 16, 2025 (251 d)
Marium Yamile MurphyMosaic Advisors independent RIAPost Oak Private Wealth Advisors independent RIARIA to RIAMar 29, 2024Apr 4, 2024
Erin Lee PatakMosaic Advisors independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2023Jun 30, 2023 (49 d)
Robert Charles LeslieMosaic Advisors independent RIAMeadow Lake Capital LLC state registeredRIA to a state-registered adviserJul 22, 2021Feb 17, 2022 (210 d)
Christopher PerrasMosaic Advisors otherOak Harvest Investment Services independent RIAOtherOct 19, 2017Apr 4, 2018 (167 d)
Page 1 of 1
5 moves match.