DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sovereign Global Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Robert Dandrea | Sovereign Global Advisors, LLC state registered | Arete Wealth Advisors, LLC BD affiliated | Other | Feb 23, 2024 | Feb 21, 2024 |
| Joseph A Gileno | Sovereign Global Advisors, LLC state registered | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Feb 26, 2021 | Feb 25, 2021 |
| Scott Lawrence Cantor | Sovereign Global Advisors, LLC state registered | B. Riley Wealth Advisors, Inc. other | Other | Nov 30, 2016 | May 31, 2017 (182 d) |
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3 moves match.