DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avalon
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Bontempo Frawley | Avalon state registered | Gwn Securities Inc. BD affiliated | Other | Mar 25, 2025 | Mar 20, 2025 |
| Michael James Reilly | Avalon state registered | Mint Asset Management LLC independent RIA | Other | Sep 23, 2024 | Apr 15, 2024 |
| Tyler Thomas Bashaw | Avalon state registered | Nfsg Corporation other | Other | Jun 16, 2015 | Sep 17, 2015 (93 d) |
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3 moves match.