DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Investment Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Alan Swanson | Summit Investment Advisory Services independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 6, 2025 | Feb 14, 2025 |
| David Kenneth Pung | Summit Investment Advisory Services independent RIA | Lions Wealth Management state registered | RIA to a state-registered adviser | Oct 23, 2020 | Feb 16, 2021 (116 d) |
| Nathan Andrew Krampe | Summit Investment Advisory Services independent RIA | Lions Wealth Management state registered | RIA to a state-registered adviser | Mar 28, 2019 | Mar 28, 2019 |
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3 moves match.