DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthcare Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary M Cole | Wealthcare Asset Management, LLC independent RIA | Arrowstone Wealth, LLC state registered | RIA to a state-registered adviser | Mar 10, 2026 | Aug 7, 2026 (150 d) |
| Gary Scott Franklin | Wealthcare Asset Management, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2024 | Sep 20, 2024 |
| James Barry Watts | Wealthcare Asset Management, LLC independent RIA | Regal Investment Advisors LLC other | Other | Mar 27, 2017 | Mar 29, 2017 |
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3 moves match.