DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stableford Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nikki Kay Polistina | Stableford Capital LLC independent RIA | Transce3nd LLC independent RIA | RIA to RIA | Apr 10, 2026 | Apr 9, 2026 |
| Nathan Faldmo | Stableford Capital LLC independent RIA | Heritage Financial Partners LLC unclassified | Other | Jun 16, 2020 | Jul 28, 2020 (42 d) |
| Dustin James Brown | Stableford Capital LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 19, 2018 | Nov 19, 2018 |
| Polly Richardson | Stableford Capital LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 2, 2018 | Aug 15, 2017 |
| Monique Marie Pressley | Stableford Capital LLC other | Intelligent Capitalworks other | Other | Jun 30, 2016 | Aug 12, 2016 (43 d) |
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5 moves match.