DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from City Center Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Jackson Mccauley | City Center Advisors, LLC independent RIA | Entrust Investment Services, Inc independent RIA | RIA to RIA | Jun 30, 2023 | Apr 16, 2024 (291 d) |
| Danielle Serlin | City Center Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 11, 2022 | Nov 16, 2022 (36 d) |
| Ian Rodger Welham | City Center Advisors, LLC independent RIA | Vertis Wealth, LLC independent RIA | RIA to RIA | Jul 8, 2022 | Jul 27, 2022 |
| Carolynn Bridget Bridges | City Center Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2021 | Jul 14, 2021 (156 d) |
Page 1 of 1
4 moves match.