DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from M. Griffith Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Theresa Marie FlemmaM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Honorine Marie Gerard WallackM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Michele Angela SheridanM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Scott Alan GeorgeM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Melissa Anne MotylM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Jon Matthew EarlM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Jason J TopiM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Matthew David SaveryM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 11, 2018
Zachary D MaxwellM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
Matthew James SheridanM. Griffith Investment Services, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIADec 12, 2018Dec 7, 2018
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10 moves match.