DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from March Capital Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Caldwell Smith | March Capital Corp. state registered | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 26, 2021 | Nov 8, 2021 |
| Jacquelyn Adler Goldstick | March Capital Corp. state registered | Family First Financial Planning state registered | Other | Oct 15, 2008 | Apr 6, 2009 (173 d) |
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2 moves match.