DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from George Mckelvey Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Augustus Giunco | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Richard Looney | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Michael Messinger | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Daravy Son | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Kim Trzeciak | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Kimberly Ann Van Houtte | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Jessica Catherine Baumgartner | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| John C Alexander | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Paige Catherine Foley | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Robert Gould Mckelvey | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Richard C Dworzak | George Mckelvey Co., LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 30, 2011 | Oct 18, 2011 (110 d) |
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11 moves match.