DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nicholas Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Graham Reynolds | Nicholas Wealth Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | May 28, 2026 (127 d) |
| Aaron William Gaines | Nicholas Wealth Management independent RIA | Gaines Capital Management state registered | RIA to a state-registered adviser | Apr 10, 2025 | Apr 29, 2025 |
| Kristie Ingle | Nicholas Wealth Management independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Jan 24, 2024 (44 d) |
| Craig Jeffrey Jennings | Nicholas Wealth Management independent RIA | Safewater Investment Management LLC state registered | RIA to a state-registered adviser | Sep 10, 2021 | Nov 3, 2021 (54 d) |
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4 moves match.