DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ford Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carole Riley FordFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Steven Jon JollyFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Robert Gillis FarmerFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Mary Dawn CollinsFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Ryan Jaire LouieFord Financial Group independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2023Nov 26, 2019
Eric Ryan SimoniansFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Brian Joseph UllmannFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 31, 2023
Nikolaus Stephen RedmondFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Erin Ford RedmondFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
James A TrevinoFord Financial Group independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 8, 2022Nov 8, 2022 (245 d)
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10 moves match.