DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shum Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Calvin Lee | Shum Financial Group, Inc. independent RIA | Gamma Investing LLC independent RIA | RIA to RIA | Feb 7, 2022 | Jan 18, 2022 |
| Eric John Olney | Shum Financial Group, Inc. independent RIA | Integrated Advisors Network LLC independent RIA | RIA to RIA | Feb 7, 2022 | Sep 29, 2023 (599 d) |
Page 1 of 1
2 moves match.