DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Procyon
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerry Robert Sneed | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | Jun 5, 2025 |
| Zoltan Pongracz | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | May 22, 2025 |
| Francis John Mckiernan | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | May 22, 2025 |
| Michael Alexander Herbert | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | Jun 3, 2025 |
| Amanda Maria Diguiseppe | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | May 22, 2025 |
| Jake Ryan Mccarthy | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | May 22, 2025 |
| Christopher Mathew Sneed | Procyon mixed wealth | Third View Private Wealth no RAUM | RIA to a newly registered adviser | May 21, 2025 | May 22, 2025 |
| Gerson Robert Ossers | Procyon independent RIA | Source Financial Advisors, LLC independent RIA | RIA to RIA | Jan 7, 2019 | Jun 21, 2018 |
| Charles K Pouliot | Procyon independent RIA | Avenir Private Advisors, LLC no RAUM | RIA to a newly registered adviser | Jul 25, 2018 | Dec 10, 2018 (138 d) |
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9 moves match.