DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Redwing Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alena I Gifford | Redwing Financial state registered | Raymond James & Associates, Inc. national BD | Other | Mar 11, 2024 | Feb 21, 2025 (347 d) |
| Brett J Pawelkiewicz | Redwing Financial state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 4, 2021 | Apr 16, 2021 (71 d) |
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2 moves match.