DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carlson Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Michael Rinehart | Carlson Financial independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Jul 24, 2024 | Jul 31, 2024 |
| Audre Suzanne Robertson | Carlson Financial independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 9, 2024 |
| Matthew Benjamin Jaskolka | Carlson Financial independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 10, 2024 |
| Shawn Martin Perkins | Carlson Financial independent RIA | Genuine Wealth Solutions state registered | RIA to a state-registered adviser | Jan 3, 2024 | Jan 4, 2024 |
| Scott Michael Rinehart | Carlson Financial independent RIA | Verifi Financial unclassified | Other | Aug 30, 2023 | Nov 9, 2022 |
| Michael David Gilman | Carlson Financial independent RIA | Grip Financial, LLC state registered | RIA to a state-registered adviser | Mar 22, 2023 | May 19, 2023 (58 d) |
| Jacob Baugher | Carlson Financial independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2023 | Feb 10, 2023 (38 d) |
| Paul Edward Staniszewski | Carlson Financial independent RIA | One Advisory Partners, LLC independent RIA | RIA to RIA | Jun 1, 2022 | Sep 21, 2022 (112 d) |
| Winston Alan Meyer | Carlson Financial independent RIA | Invisor mixed wealth | RIA to RIA | Jan 20, 2022 | Feb 6, 2022 |
| Toni Ann Abate | Carlson Financial independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2021 | Nov 15, 2021 (210 d) |
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10 moves match.