DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baseline Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Whitney E Johnson | Baseline Investments, LLC state registered | Npb Financial Group, LLC independent RIA | Other | Dec 31, 2023 | Aug 1, 2019 |
| Jeffrey Gerard Kamys | Baseline Investments, LLC state registered | Inherent Wealth Fund, LLC no RAUM | Other | Apr 21, 2023 | Apr 26, 2021 |
| Khiem Thi Truong - Von Garvisch | Baseline Investments, LLC state registered | Cetera Investment Advisers LLC BD affiliated | Other | Jul 21, 2020 | Aug 14, 2020 |
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3 moves match.