DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Socha Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jolie MccarthySocha Financial Group, LLC independent RIASavant Wealth Management independent RIARIA to RIASep 14, 2026Sep 1, 2026
Michelle Socha VangSocha Financial Group, LLC independent RIASavant Wealth Management independent RIARIA to RIASep 14, 2026Sep 1, 2026
Nina Helen GrahamSocha Financial Group, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2024Mar 7, 2025 (107 d)
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3 moves match.