DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Umb Private Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Paul AndersonUmb Private Wealth Management, LLC asset managerFirst National Advisers, LLC mixed wealthOtherJun 1, 2026Jul 29, 2026 (58 d)
Philip MichaudUmb Private Wealth Management, LLC asset managerFirst National Advisers, LLC mixed wealthOtherJun 1, 2026Jul 28, 2026 (57 d)
Daniel William WeeksUmb Private Wealth Management, LLC independent RIANilsine Partners, LLC independent RIARIA to RIANov 22, 2022Nov 22, 2022
Page 1 of 1
3 moves match.