DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ria Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Connie Nmn Mack | Ria Wealth Advisors, LLC independent RIA | Simplevisor no RAUM | RIA to a newly registered adviser | Aug 1, 2025 | Oct 3, 2024 |
| Lance Eric Roberts | Ria Wealth Advisors, LLC independent RIA | Simplevisor no RAUM | RIA to a newly registered adviser | Sep 22, 2023 | Oct 15, 2024 (389 d) |
| Chris Edward Liebum | Ria Wealth Advisors, LLC independent RIA | Strategic Financial Concepts, LLC independent RIA | RIA to RIA | Oct 3, 2022 | Jan 6, 2023 (95 d) |
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3 moves match.