DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tsg Alpha Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Cuomo | Tsg Alpha Partners, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 6, 2026 | Sep 15, 2026 (40 d) |
| Rasik Sharma | Tsg Alpha Partners, LLC other | Lumida Wealth Management LLC independent RIA | Other | Apr 6, 2026 | Apr 27, 2026 |
| Tara Elizabeth Stewart | Tsg Alpha Partners, LLC asset manager | Tgf Assets state registered | Other | Nov 4, 2024 | Oct 21, 2025 (351 d) |
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3 moves match.