DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Awm Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stan Russell Hall | Awm Services, Inc. no RAUM | Transamerica Financial Advisors, LLC other | Other | Jun 5, 2012 | Sep 12, 2009 |
| William Raney Sachs | Awm Services, Inc. no RAUM | Natural Resources Capital, LLC unclassified | Other | Dec 31, 2008 | Feb 22, 2008 |
| Craig Lawrence Caudle | Awm Services, Inc. no RAUM | Liberty St. James unclassified | Other | Dec 31, 2008 | Mar 29, 2005 |
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3 moves match.