DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northern Trust Securities, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luigi Edward Mancusi | Northern Trust Securities, Inc no RAUM | Great Lakes Advisors, LLC other | Other | Nov 14, 2002 | Jul 11, 2005 (970 d) |
| Scott Jeffrey Altschul | Northern Trust Securities, Inc no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 16, 2002 | Jul 17, 2002 |
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122 moves match.