| Austin Whitney Verity | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Lori Sue Koval | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Spencer Todd Nurse | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Douglas Sean Britney | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Lance Gordon Rounds | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Richard O Stocke | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Joseph Anthony Guttilla | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Matthew Gerhardt Kochel | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Richard Douglas Levey | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Maurice Gordon Stuffmann | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Richard James Holland | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Joan Jacobson Gilchrist | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Paul Edward Sortal | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| David Robert Burke | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 23, 2003 (110 d) |
| James Douglas Watt | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 23, 2003 (110 d) |
| Richard Pierre Peloquin | Cibc World Markets Corp. unclassified | Oppenheimer Asset Management other | Other | Jan 3, 2003 | Apr 15, 2003 (102 d) |
| Kerry Eugene Wate | Merit Capital Management, L.L.C. unclassified | Oppenheimer Asset Management other | Other | Dec 31, 2002 | Oct 24, 2005 (1028 d) |
| Jeffrey Alan Sutton | UBS Financial Services Inc. wirehouse | Oppenheimer Asset Management other | Other | Jul 18, 2002 | Jul 15, 2013 (4015 d) |