DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cape Investment Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Farrell Wisnewski | Waddell & Reed other | Cape Investment Advisory, Inc. other | Other | Mar 9, 2009 | Jul 17, 2009 (130 d) |
| Danny Ray Strain | Resource Horizons Investment Advisory, Inc. other | Cape Investment Advisory, Inc. other | Other | Nov 3, 2008 | Feb 6, 2009 (95 d) |
| James Randall Webb | Aura Asset Management, Inc. unclassified | Cape Investment Advisory, Inc. other | Other | Nov 29, 2007 | Apr 4, 2008 (127 d) |
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63 moves match.