DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Verity Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Richard Kurtzer | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Craven Elkins Lowe | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Christopher Raymond Reid | Concourse Financial Group Advisors other | Verity Asset Management independent RIA | Other | Jun 12, 2009 | May 1, 2019 (3610 d) |
| Richard Spatola | B. Riley Wealth Advisors, Inc. other | Verity Asset Management other | Other | Feb 9, 2009 | Oct 27, 2011 (990 d) |
| John Eric Rowden | Td Ameritrade Investment Management, LLC other | Verity Asset Management independent RIA | Other | Jun 26, 2007 | Jul 25, 2023 (5873 d) |
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65 moves match.