DFX Intelligence
Advisor moves
Arrivals at Ameritas Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Michael Ciarelli | The Advisors Group, Inc. unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Sep 30, 2004 | Nov 1, 2021 (6241 d) |
| John Thomas Carberry | The Advisors Group, Inc. unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Sep 30, 2004 | Nov 1, 2021 (6241 d) |
| Phuoc Huu Dang | Equitable Advisors, LLC national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2004 | Nov 1, 2021 (6321 d) |
| Darcy Rae Yocum | Wells Fargo Investments, LLC unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Mar 23, 2004 | Nov 1, 2021 (6432 d) |
| Mark Guy Mundy | Equitable Advisors, LLC national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2004 | Nov 1, 2021 (6501 d) |
| Mitchell William Ostrove | Carillon Investments, Inc. unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Dec 31, 2003 | Nov 1, 2021 (6515 d) |
| Leonard Ray Thompson | Cambridge Investment Research, Inc. unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Dec 15, 2003 | Nov 1, 2021 (6531 d) |
| Michael Allen Stone | UBS Financial Services Inc. wirehouse | Ameritas Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2003 | Nov 1, 2021 (6702 d) |
| George Patrick Hentges | Waddell & Reed other | Ameritas Advisory Services, LLC BD affiliated | Other | Dec 9, 2002 | Nov 1, 2021 (6902 d) |
| Thomas Kurt Geissler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameritas Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 21, 2002 | Nov 1, 2021 (6920 d) |
| Jeffrey Willard Smalley | Raymond James Financial Services, Inc. unclassified | Ameritas Advisory Services, LLC BD affiliated | Other | Jul 11, 2002 | Nov 1, 2021 (7053 d) |
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311 moves match.