DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at West Coast Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clayton Thomas Murdy | Pivot Independent Financial, LLC unclassified | West Coast Financial, LLC other | Other | Aug 12, 2016 | Jun 16, 2016 |
| Kristen Elizabeth Koch | Pivot Independent Financial, LLC unclassified | West Coast Financial, LLC other | Other | Aug 12, 2016 | Jun 16, 2016 |
| Lisa Ann Neff | Alpha Titans LLC other | West Coast Financial, LLC other | Other | Mar 13, 2015 | Sep 23, 2015 (194 d) |
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3 moves match.