DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prio Wealth LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Lauren Devinney | Fidelity Personal And Workplace Advisors BD affiliated | Prio Wealth LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2019 | Aug 21, 2019 (42 d) |
| Michael Javier Smith-Vaughan | E*Trade Capital Management, LLC independent RIA | Prio Wealth LP independent RIA | RIA to RIA | Oct 5, 2018 | Nov 2, 2018 |
| Kelley Roche Ellis | Sandy Cove Advisors, LLC independent RIA | Prio Wealth LP independent RIA | RIA to RIA | Apr 25, 2018 | May 9, 2018 |
| William James Dion | Sage Financial Planning, LLC unclassified | Prio Wealth LP independent RIA | Other | May 26, 2011 | Aug 21, 2019 (3009 d) |
| Jeffrey J St. Mary | Lehman Brothers Inc. unclassified | Prio Wealth LP other | Other | Nov 20, 2007 | Jan 30, 2008 (71 d) |
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5 moves match.