DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Herold Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Marc HeinowitzQuint Capital Management independent RIAHerold Advisors, Inc. independent RIARIA to RIAMay 1, 2023Apr 28, 2023
Tyler Joseph TurtoroMML Investors Services, LLC BD affiliatedHerold Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Oct 14, 2022
Silvestro RubinoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHerold Advisors, Inc. independent RIAWirehouse to independent RIAJun 22, 2020Nov 18, 2020 (149 d)
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3 moves match.