DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wasmer Schroeder
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicolas Alejandro Rocha | Fortigent, LLC other | Wasmer Schroeder other | Other | Jul 9, 2015 | Sep 11, 2015 (64 d) |
| Eric John Kuehl | LPL Financial LLC other | Wasmer Schroeder independent RIA | Other | Jul 9, 2014 | Nov 15, 2018 (1590 d) |
| Jeffrey M Yun | Private Capital Management, LP other | Wasmer Schroeder other | Other | Apr 8, 2008 | Oct 16, 2009 (556 d) |
| Cory M Shapira | Partnervest Advisory Services LLC other | Wasmer Schroeder other | Other | Sep 20, 2007 | Jan 24, 2018 (3779 d) |
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4 moves match.