DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clayton Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colton Kelly Walker | Ameriprise Financial Services, LLC national BD | Clayton Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | May 27, 2021 (111 d) |
| Zachary Wayne Pohlenz | Ameriprise Financial Services, LLC national BD | Clayton Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2020 | Feb 27, 2020 |
| Kathleen Ann Heit | Oppenheimer & Co. Inc. other | Clayton Wealth Partners other | Other | Aug 17, 2011 | Aug 11, 2011 |
| James Michael Walden | Bb&T Asset Management, Inc. unclassified | Clayton Wealth Partners independent RIA | Other | Oct 28, 2010 | Feb 11, 2022 (4124 d) |
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4 moves match.