DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Silicon Valley Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Randall Scott Ponder | Ponder Financial Group other | Silicon Valley Wealth Advisors, LLC independent RIA | Other | Aug 5, 2023 | Nov 12, 2019 |
| Christopher Allen Duke | Waddell & Reed other | Silicon Valley Wealth Advisors, LLC other | Other | Nov 16, 2016 | Nov 14, 2016 |
| Jeffrey Yoakum | Northern Trust Securities, Inc no RAUM | Silicon Valley Wealth Advisors, LLC other | Other | Feb 3, 2006 | Dec 1, 2011 (2127 d) |
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3 moves match.