DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Baxter Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Joseph Baxter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Baxter Investment Management independent RIA | Wirehouse to independent RIA | Dec 23, 2019 | Feb 28, 2020 (67 d) |
| Robert Lovell Brainard | Skygate Financial Group, LLC unclassified | Baxter Investment Management other | Other | May 12, 2015 | Feb 23, 2016 (287 d) |
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2 moves match.