DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Westwind Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marco A Rodriguez | Finhabits Advisors, LLC independent RIA | Westwind Capital independent RIA | RIA to RIA | Apr 12, 2022 | Apr 19, 2022 |
| Patrick M Grooms | U.S. Bancorp Investments, Inc. other | Westwind Capital other | Other | Aug 30, 2016 | Aug 31, 2016 |
| William Dale Byford | Morgan Stanley Dw Inc. unclassified | Westwind Capital other | Other | Nov 20, 2002 | Jan 31, 2003 (72 d) |
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3 moves match.