DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Petra Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle William Householder | Accelerated Wealth Advisors LLC independent RIA | Petra Financial Advisors Inc independent RIA | RIA to RIA | Jul 28, 2023 | Aug 17, 2023 |
| Lisa Anne Malick | Cambridge Investment Research Advisors, Inc. BD affiliated | Petra Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 23, 2022 |
| Shannon Jeanette Ross | Cambridge Investment Research Advisors, Inc. BD affiliated | Petra Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 23, 2022 |
| John Peter Pfaffmann | First Allied Advisory Services, Inc. other | Petra Financial Advisors Inc independent RIA | Other | Jul 5, 2017 | Apr 18, 2023 (2113 d) |
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4 moves match.