DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duff & Phelps Investment Management Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Eve Matz | William Blair & Company L.L.C. BD affiliated | Duff & Phelps Investment Management Co. asset manager | Other | Dec 15, 2023 | Jan 19, 2024 (35 d) |
| Kathleen Louise Hegyi | William Blair & Company L.L.C. BD affiliated | Duff & Phelps Investment Management Co. asset manager | Other | Sep 7, 2022 | Sep 20, 2022 |
| John Ray Riddle | Capital West Asset Management LLC unclassified | Duff & Phelps Investment Management Co. other | Other | Mar 30, 2004 | Mar 26, 2004 |
| Mark Frederick Jaeger | Capital West Asset Management LLC unclassified | Duff & Phelps Investment Management Co. other | Other | Mar 30, 2004 | Mar 26, 2004 |
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4 moves match.