DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sfmg Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Martin Thomas | Howard Financial Services, Ltd. independent RIA | Sfmg Wealth Advisors independent RIA | RIA to RIA | Apr 8, 2022 | May 3, 2022 |
| Michael C Cowles | Td Ameritrade, Inc. no RAUM | Sfmg Wealth Advisors independent RIA | Other | Jan 11, 2021 | Feb 10, 2021 |
| Shashin Girish Shah | Cambridge Investment Research Advisors, Inc. other | Sfmg Wealth Advisors other | Other | Jul 7, 2016 | Jul 9, 2016 |
| Crystal Leigh Billing | Cfo4life, L.P. other | Sfmg Wealth Advisors independent RIA | Other | Apr 26, 2016 | Oct 18, 2019 (1270 d) |
| David Paul Gamble | Ppg Investments, LLC other | Sfmg Wealth Advisors other | Other | Mar 27, 2015 | Oct 4, 2016 (557 d) |
| Richard Barry Johnson | Avantax Advisory Services other | Sfmg Wealth Advisors other | Other | Oct 4, 2013 | May 29, 2002 |
| Kevin Wayne Margolis | Tolleson Private Wealth Management other | Sfmg Wealth Advisors other | Other | Aug 4, 2004 | Nov 17, 2004 (105 d) |
| Craig Metz Greenway | Caton Consulting Group, Pc unclassified | Sfmg Wealth Advisors other | Other | Dec 31, 2002 | Mar 9, 2000 |
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8 moves match.