DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hcm Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vaughn William Kellerman | Kestra Advisory Services, LLC BD affiliated | Hcm Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Sep 23, 2021 |
| Matthew Nicholas Calme | Fidelity Personal And Workplace Advisors BD affiliated | Hcm Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | Jun 3, 2019 (38 d) |
| Douglas Peter Johnson | Ameriprise Financial Services, LLC national BD | Hcm Wealth Advisors other | Other | Sep 1, 2017 | Sep 29, 2017 |
Page 1 of 1
3 moves match.